BOR - Papers in Press, published online ahead of print
December 27, 2002.
Biol Reprod 2002, 10.1095/biolreprod.102.009340
BIOLOGY OF REPRODUCTION 68, 14771483 (2003)
DOI: 10.1095/biolreprod.102.009340
© 2003 by the Society for the Study of Reproduction, Inc.
The Making of "Transgenic Spermatozoa"1
Catherine Celebi4,
Thierry Guillaudeux4,
Pierrïck Auvray3,4,
Virginie Vallet-Erdtmann4, and
Bernard Jégou2,4,5
Groupe d'Etude de la Reproduction chez le Mâle,4 INSERM U.435, Université de Rennes I, Campus de Beaulieu, 35042 Rennes Cedex, Bretagne, France
BioProtein Technologies,5 75013 Paris, France
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ABSTRACT
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The processes of making transgenic animals by microinjecting DNA into the pronucleus of a fertilized oocyte or after the transfection of embryonic stem cells are now well established. However, attempts have also been made, with varying degrees of success, to use spermatozoa as a vector for transgenesis in mammals and other vertebrates during the last decade. A number of different approaches for making transgenic spermatozoa have been developed. These include directly incubating mature, isolated spermatozoa with DNA or pretreating mature, isolated spermatozoa before assisted fertilization. Microinjection procedures have also been established to transfect male germ cells directly in vivo within the seminiferous tubules or to reimplant previously isolated male germ cells submitted to in vitro transfection into a recipient testis. The latter two techniques present the advantage of being able to create transgenic progeny simply by mating with wild-type females, which avoids the possibility of interference or damage as a result of assisted fertilization or the manipulation of embryos. The different aspects of sperm-mediated transgenesis are presented.
assisted reproductive technology, fertilization, in vitro fertilization, sperm, testis
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INTRODUCTION
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The ability to manipulate gene expression by transgenesis, particularly in mammals, is one of the most significant advances made in the fields of experimental and applied biology during the last two decades. The impact of these approaches has been spectacular, opening up new possibilities for studying both the function and regulation of genes in vivo together with the mechanisms involved in normal and pathological developmental processes [13]. In addition, animal models that phenotypically resemble human diseases such as lipoatrophic diabetes [4], osteoarthritis [5], and Alzheimer disease [6] have been generated. This has enabled research scientists to make considerable progress in understanding the genetic and molecular mechanisms involved as well as in developing treatments and validating drug targets for human diseases [7]. This approach may also lead to the development of techniques for producing viable xenografts by generating "humanized" tissues and organs in animals such as pigs [8]. Transgenesis is therefore a key tool for the development of animals with high added value intended for pharmaceutical or industrial use, such as those producing proteins like human clotting factors [9].
Two major techniques are commonly used to make transgenic animals. The first approach, qualified as additive transgenesis, involves the microinjection of a transgene into the male pronucleus of a fertilized egg [10, 11], leading to the random insertion of exogenous DNA into the genome. When it reaches the 2-cell stage, the embryo is reimplanted into the uterus of a pseudopregnant female. Depending on the skill of the research worker, the success rate of this technique ranges from approximately 1% to 8% of the total number of microinjected eggs [1217]. The second approach involves the in vitro transfection of embryonic stem (ES) cells [18]. These cells are then transferred into a recipient blastocyst before being reimplanted into the uterus of a pseudopregnant female. This technique is highly important, because it allows the generation of knockout mice by homologous recombination. The targeted gene can then be "turned off" by an appropriate technical procedure, such as the Cre-Lox system [19].
Other recently developed approaches include the use of a lentiviral vector to transfect a 1-cell mouse embryo [20] or gene transfer into cultured embryos by electroporation [21]. Although these techniques have been extensively and successfully developed in mice and, more recently, in rats [22], their adaptation to domestic animals such as cows remains problematic [23]. Thus, a clear need to diversify transgenesis in general exists. The difficulties encountered in developing transgenic technologies in domestic animals have recently led to the exploration of ancillary techniques, such as cloning, in sheep, goats, cows, and rabbits [2426] and to the intensification of research using spermatozoa as vectors for transgenesis. The present review aims to address and to discuss the results and possible applications of sperm-mediated gene transfer (SMGT) technologies.
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USE OF MATURE, ISOLATED SPERMATOZOA
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Incubation of Intact Spermatozoa with DNA Before Assisted Fertilization
The first indication that exogenous DNA could be introduced into untreated sperm was provided by Brackett et al. [27] in 1971. This group claimed that DNA labeled with tritiated thymidine passed into the head of rabbit spermatozoa during incubation. Almost 20 years later, Arezzo et al. [28] showed that both homologous and heterologous DNA penetrated sea urchin sperm and that the transgene could then be expressed in the embryos. The same year, Lavitrano et al. [29] published an article indicating that circular or linear DNA could be incorporated into mouse epididymal spermatozoa by simple incubation. They reported a mendelian transmission of the transgene in 30% of the offspring when the linear DNA form was used. However, this study was rapidly and strongly contested, particularly by Brinster et al. [30], who attempted to replicate the experiment and found no transgenic animals among the 1300 mice tested.
The skepticism regarding the value of this approach did not, however, discourage all researchers. For example, Camaioni et al. [31] showed that in boar and bull sperm, the equatorial segment of the postacrosomal region was labeled in 39%78% of cases after incubation with tritiated plasmid DNA. This ability of mature sperm cells to spontaneously take up exogenous DNA was also confirmed by Francolini et al. [32]. Furthermore, Maione et al. [33] repeated the experiments performed by Lavitrano et al. [29] and were able to show that it was, indeed, possible to incorporate DNA into the mouse spermatozoa head. In these experiments, the frequency of DNA incorporation into spermatozoa was fairly uniform (90%), but the proportion of transgenic fetuses obtained was highly variable. Indeed, depending on the experiment, between 0% and 100% (mean, 7.4%) of the progeny was found to be transgenic by Southern blot analysis. Those authors thought that this extreme transmission disparity might be caused by specific factors of unknown origin. In fact, Lavitrano et al. [34] had previously identified a set of 30- to 35-kDa sperm proteins, conserved in many vertebrates, that specifically bind to DNA and might actively participate in the uptake of DNA by spermatozoa. Furthermore, in the same laboratory, Zani et al. [35] identified an inhibitory factor (IF-1) in the seminal fluid of different mammals as well as in sea urchin sperm that can prevent the interaction between exogenous DNA and the previously identified 30- to 35-kDa sperm proteins. The hypothesis that DNA uptake mechanisms are regulated in spermatozoa was further explored a few years later by Carballada and Esponda [36], who showed that some DNA-binding proteins are differentially expressed in mature and immature mouse spermatozoa. They also claimed that other components of the seminal plasma could exhibit an inhibitory effect.
Spadafora's work concerning the possibility of using sperm as a vector to produce genetically modified offspring [3235] was controversial, even though the ability of sperm to carry exogenous DNA had been demonstrated with pig sperm [37]. Despite this controversy, that work prompted a number of studies in different species. In pigs, Lauria and Gandolfi [38] found that 12% of the offspring carried the transgene but that no protein was produced, which suggests a mosaical transmission. Chourrout and Perrot [39] incubated, in vain, rainbow trout spermatozoa with various DNA constructs; no transgenic fish were produced. In contrast, Khoo et al. [40] and Khoo [41] recently transmitted exogenous DNA from one generation to another via zebrafish sperm, but without the genomic integration, expression, or mendelian inheritance of the transgene. Therefore, in some cases or some species, the "transgene" may remain extrachromosomal throughout mitosis and meiosis, as has been reported in other fishes, such as loach [42]. Of note is that in the latter fish, the transgene shows a mosaic distribution in several types of tissue.
Incubation of Pretreated Spermatozoa with DNA Before Assisted Fertilization
It seems that, in the short term, the method involving the incorporation of DNA into the head of the spermatozoon, if proved to be reproducible, would be the simplest and most rapid way of producing transgenic mammals. Logically, the delivery of exogenous DNA into the head of the spermatozoon is the critical step in this approach. Even when the transgene is successfully transmitted to the offspring, the reporter gene is rarely expressed. Therefore, several teams have recently developed new procedures or used chemical treatments to improve gene transfer within spermatozoa before assisted fertilization.
Electroporation
Tsai et al. [43] tested the electroporation of exogenous DNA into spermatozoa of a mollusk Haliotis divorsicolor suportexta. They used polymerase chain reaction (PCR) to show that the transgene was transmitted to the first generation in 65% of cases and integrated into the genome of some larvae. They also showed that electroporation did not affect the ability of spermatozoa to fertilize. Muller et al. [44] used a similar method in fish, notably in the common carp, African catfish, and tilapia. They found that 3%4% of the resulting fry expressed the transgene. Finally, Patil and Khoo [45] also performed electroporation on zebrafish and showed that electroporated sperm cells took up more DNA molecules than those not subjected to the electrical field, but this technique did not increase the number of spermatozoa taking up exogenous DNA. In fact, passive incubation of spermatozoa with exogenous DNA is also sufficient to make them carriers in zebrafish. Besides, in the latter study, electroporation affected sperm motility, but fertilization rates were unaffected.
Horan et al. [46] attempted electroporation in pigs, a large mammal in which 70% of motile spermatozoa incorporated exogenous DNA in the postacrosomal region after simple incubation. The amount of DNA bound to sperm only increased by 5%10% when this technique was used. More interestingly, Rieth et al. [47] recently showed that homologous recombination is also possible using SMGT in cattle. Indeed, transgenic embryos were obtained after electroporating sperm with DNA constructs carrying a reporter gene and a highly repetitive, Alu-like repeat known to favor transgenesis by homologous recombination. Analysis by PCR revealed that 46.5% of the transgenic embryos showed homologous recombination events, compared to only 3.5% in the absence of electroporation. Therefore, the use of this new, promising technique in addition to or instead of the use of ES cells can be envisaged in the near future to produce knockout animals, especially in large mammals.
Restriction enzyme-mediated integration
In 1996, Kroll and Amaya [48] introduced linearized plasmid DNA into the nuclei of Xenopus sp. sperm by using restriction enzyme-mediated integration (REMI) to decondense the genomic DNA. The transgenic nuclei were transferred into unfertilized eggs by microinjection of sperm nuclei, and 36% of the Xenopus sp. offspring obtained were found to be transgenic, compared to 19% when the restriction enzyme was omitted from the reaction. The REMI technique is currently being used to produce transgenic Xenopus sp. and recently was applied successfully to cattle [49], in which it was combined with lipofection to integrate the transgene into the genomic DNA of the sperm before in vitro fertilization. It has also been adapted to zebrafish by Jesuthasan and Subburaju [50]. Those authors produced transgenic animals by injecting zebrafish eggs with sperm nuclei that had been submitted to various specific treatments in which the length of time that the spermatozoa were incubated with the exogenous DNA and the DNA concentrations were changed. When the conditions were suboptimal, mosaic transmission was observed.
Intracytoplasmic sperm injection after sperm/DNA interactions
Other techniques involving intracytoplasmic sperm injection (ICSI) have recently been developed [51]. These methods overcome the problem associated with killing spermatozoa as a result of applying different treatments to help the exogenous DNA cross the natural sperm barrier during transfection. Thus, spermatozoa subjected to Triton X-100 treatment, repeated freeze-thaw cycles, or freeze-drying cycles before incubation with exogenous DNA [51, 52] can generate transgenic offspring. Between 64% and 94% of the blastocysts obtained carried a GFP or LacZ reporter gene, whereas only 26% of blastocysts were GFP-positive when untreated spermatozoa were used. Eight of the 11 transgenic founders generated were mated with nontransgenic mice. After mendelian transmission, 27%50% (mean, 40%) of the offspring expressed the integrated transgene (Fig. 1A). Therefore, it clearly is possible to stably transmit a transgene in mammals using spermatozoa as a vector. Rhesus macaque embryos expressing a transgene were recently generated by this approach [53, 54].

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FIG. 1. Schematic representation of the different techniques available for making "transgenic" mammals by genetically modifying male germ cells. A) In vitro transfection of spermatozoa followed by ICSI. Different permeabilization procedures of the spermatozoon plasma membrane can be used, such as Triton X-100, freeze-thawing, freeze-drying, or even REMI, before incubation with the DNA construct (step I). Oocyte fertilization is then performed by ICSI (step II), the embryos are cultured for 3 days (step III), and the viable ones are selected and reimplanted into the uterus of a pseudopregnant female (step IV). The animal models used are mostly the mouse and Xenopus sp. B) In vivo germ cell transfection via microinjection within the seminiferous tubules. The DNA to be transfected is incubated with liposomes or retroviral constructs (step I), and the cells of the seminiferous epithelium are then transfected in situ after microinjections within the seminiferous tubules or within the rete testis (step II). The cells can also be transfected via in situ or in vivo electroporation. The microinjected males are then mated with wild-type females (step III) and the progeny analyzed by PCR/Southern blotting to confirm that the transgene has, indeed, been transmitted to the offspring. The most commonly used animal model is the mouse. C) Germ cell transfection (in vitro) and transplantation (in vivo). Testes are dissected out (step I), and germ cells are prepared by mechanical and enzymatic procedures. The cells are then transfected in vitro with exogenous DNA (step II) before transplantation into aspermatogenetic mouse seminiferous tubules (step III) generated by an antimitotic treatment (busulfan) or from genetically sterile mice. The microinjected animals are then mated with wild-type females (step IV) and the progeny analyzed by PCR/Southern blotting. The most commonly used animal model is the mouse
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GENE TRANSFER VIA INTRATESTICULAR MICROINJECTION
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DNA Microinjection
A technique consisting of microinjecting exogenous DNA directly into mouse seminiferous tubules or the rete testis (Fig. 1B) has recently been developed. This approach combines the advantages of being able to create "transgenic spermatozoa" and of being able to investigate the functions of the genes involved in spermatogenesis after the in vivo transfection of male germ stem cells. Kim et al. [55] injected a liposome/reporter plasmid complex into the seminiferous tubules of mice that had been pretreated with busulfan to deplete spermatogenesis [56]. They found that the transgene was expressed in 8%14.8% of the tubules and used only PCR to show that it was present in some epididymal spermatozoa (7%13%). Even though no integration could be obtained, this approach offered a new option for designing transgenic animals. Recently, our own group [57] performed the same type of experiments and analyzed the progeny of the microinjected animals. After mating these males with wild-type females, the transgene could be transmitted to the offspring but remained episomal. The plasmid was lost during the numerous cell divisions as the animals grew. Another group used the same approach, together with electroporation, to transfect cells located in the mice seminiferous tubules [58]. This resulted in long-term transgene expression in the injected testes (>2 mo).
Although this approach based on in situ DNA microinjection needs to be improved considerably before it can be used, for example, in transgenesis on large mammals, the preliminary results are encouraging. This approach can also be used as a tool in basic research laboratories to study spermatogenesis either by gene overexpression or by gene interference.
Transplantation of Genetically Transformed Germ Cells
Brinster and Zimmerman [59] as well as Brinster and Avarbock [60] have developed a technique that can potentially overcome the difficulties and uncertainties associated with direct transfection in spermatozoa. They injected preparations of freshly isolated germ cells from donor mice into the seminiferous tubules of germ cell-deficient host mice. They found that normal spermatogenesis was restored in 18%36% of the recipients. Their experiments clearly demonstrate that it is possible to transfer freshly collected or cultured germ cells into a host mouse. Additionally, Avarbock et al. [61] succeeded in generating spermatogenesis in recipient seminiferous tubules after the transplantation of germ cells that had been frozen for 4156 days at -196°C (Fig. 1C). The same group also attempted to develop a method for the long-term culture of stem cells [62], with the aim of eventually transfecting them in vitro before reimplantation into the seminiferous tubules of recipient testes. They successfully used a retrovirus to transfect male stem cells in vitro before microinjecting them into the seminiferous tubules [63]. The lacZ reporter transgene was expressed for more than 6 mo in the recipient mice, strongly suggesting that the transgene had been integrated in the transfected stem cells. They confirmed this hypothesis 1 yr later, when they showed the integration and the transmission of the transgene in 4.5% of the progeny, without any generation loss [64]. Brinster's group has also shown that it is possible to produce rat and hamster spermatozoa after germ cell transplantation into immunodeficient mice [65, 66]. Conversely, other attempts at xenogenic transplantation using more distantly related species were not successful [67]. Finally, Huang et al. [68] recently transfected mice male germ cells in vivo with a gene encoding the YFP fluorescent protein and obtained fluorescent spermatozoa, which were eventually used for ICSI. The transgene was then transmitted and integrated into the genome of the progeny with the selected spermatozoa.
As well as making possible the generation of transgenic animals, this gene transfer technology via intratesticular microinjection offers the possibility to perform male-sterility rescue experiments such as those recently performed successfully by Ikawa et al. [69] after transfection of Sertoli cells in situ. It also opens the way for germinal gene therapy and has the potential to produce both gametes from species on the brink of extinction and genetically modified gametes from species of great economical value.
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CONCLUSION
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The SMGT technologies described in the present review and summarized in Table 1 provide important new perspectives in the field of animal transgenesis. However, a number of questions remain to be answered. First, large differences in transfection efficiency exist between species. Undoubtedly, the plasma membrane of the spermatozoon is one of the obstacles preventing the incorporation of exogenous DNA. Therefore, because permeabilization of this membrane is often required for gene transfer, damage incurred to the genomic DNA of the spermatozoon after permeabilization may, in some cases, have deleterious effects on the integrity of the generated animals. Furthermore, in most of the studies performed (except with cattle, in which Rieth et al. [47] successful achieved homologous recombination), the transgenes were randomly integrated into the spermatozoon genome, as in the classical technique of additive transgenesis. Therefore, a better understanding of these domains should greatly improve the efficiency of SMGT and the targeting of the transgene within the genome. Other important factors that may play a significant role are the insertional mechanisms involved in transgene integration and their effects on DNA structure. During haploid cell differentiation (spermiogenesis), the germ cell nucleus undergoes numerous modifications in which the sequential expression of histones, intermediate proteins, and protamines ultimately leads to the complex compaction of the chromatin [70]. Condensation of DNA in spermatozoa shows intra- and interspecies variations, which most probably explain, in part, the differences in efficiency observed between techniques and from one species to another. Once it has been technically refined, SMGT will certainly contribute to the development of new transgenesis methods for research and biotechnology.
Another serious concern highlighted by the data summarized in the present review is that foreign DNA can be efficiently transmitted to embryos in different mammalian species via spermatozoa. This implies that clinicians using ICSI to treat infertility should take particular precautions to exclude exogenous DNA. Contamination with foreign DNA during ICSI procedure has yet to be proven in humans. However, the presence of endogenous retroviruses (chromosomal elements with a genome organization analogous to that of exogenous retroviruses) or retrotransposons (DNA organized in a manner similar to that of retrovirus DNA) within cancerous or normal male germ cells [71, 72], most probably originating from ancient infections of germ cells and possibly involved in as-yet-unknown evolutionary aspects, shows that the introduction of exogenous DNA in the germ cell genome is more than simply hypothetical [73]. Exogenous DNA, present in the marine environment or in the soil, might participate, after incorporation, in genetic transformations in aquatic animals that have external fertilization or in bacteria, respectively [7476]. Further support is provided by the hypothesis that DNA may play an important role as an adaptation event during evolution.
Finally, although some SMGT clearly will be extremely valuable for generating transgenic animals, genetically modified male germ cells in humans should only be envisaged for the development of gene therapy if the present international ban on germ cell genetic manipulation is lifted. It remains debatable whether such a move is desirable.
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FOOTNOTES
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1 Supported by grants from INSERM. C.C. is a recipient of a fellowship from the Region Bretagne. 
2 Correspondence. FAX: 33 223 23 50 55; bernard.jegou{at}rennes.inserm.fr 
3 Current address: ONCODESIGN Biotechnology S.A., Parc technologique Toisson d'Or, BP 27627-21076 Dijon, France. 
Received: 15 July 2002.
First decision: 5 August 2002.
Accepted: 18 December 2002.
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